Tap Issues, Debt Issuance Programmes and Asset-Backed Securities

Where application is made by an issuer for listing of a tap issue, the Exchange will normally apply the same requirements for each subsequent tranche as applied to the initial tranche. Any listing document issued in connection with a tap issue must specify the maximum nominal amount of debt securities which could be issued ... More: Tap Issues, Debt Issuance Programmes and Asset-Backed Securities

Listing debt securities in Hong Kong – The listing agreement

Pursuant to Listing Rule 26.01, the issuer and the guarantor, in the cases of a guaranteed issue, are required to sign a "Listing Agreement" with the Exchange in the form prescribed and provided by the Exchange by which they undertake to comply with the continuing obligations to which they will be subject as a condition of the listing of their debt securities. These obligations are designed to ensure that issuers keep the holders of their debt securities (and the public) fully informed of all factors which might affect their interests and treat the holders of their debt securities in a proper manner... More: Listing debt securities in Hong Kong – The listing agreement

Listing debt securities in Hong Kong – options, warrants and similar rights

Where an application is made for the listing of warrants, the Exchange will normally apply the same requirements as would apply to the underlying securities to be subscribed or purchased. However, where such an application is contemplated, the Exchange should be consulted at the earliest opportunity as to the requirements which will apply... More: Listing debt securities in Hong Kong – options, warrants and similar rights

Listing Debt Securities in Hong Kong

Debt securities, other than debt issuances to professional investors only, may be brought to listing by a number of methods, namely through an offer for subscription, offer for sale or placing. Debt securities may also be brought to listing by an exchange or a substitution of debt securities for or a conversion of debt securities into other classes of securities or by the exercise of options, warrants or similar rights to subscribe or purchase debt securities... More: Listing Debt Securities in Hong Kong