SFC licensing and on-going compliance in Hong Kong

Sponsors must be licensed or registered for "Type 6" regulated activity under the Hong Kong Securities and Futures Ordinance (SFO). In addition, they must meet the eligibility criteria prescribed in the Securities and Futures Commission's (SFC's) Additional Fit and Proper Guidelines for Corporations and Authorised Financial Institutions applying or continuing to act as Sponsors and Compliance Advisers (Sponsor Guidelines) in order to be permitted to undertake sponsor work as part of their Type 6 regulated activity... Read more: SFC licensing and on-going compliance in Hong Kong